Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/03/02?limit=200®isters=between&mode=atom2024-04-26T10:07:33-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04036.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 of the Options Rules Relating to Market Maker Quotations2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04036Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04036.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04035.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04035Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04035.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04034.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04034Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04034.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04033.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04033Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04033.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04032.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04032.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04031.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04031Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04031.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04030.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04030Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04030.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04023.htmlNotice - Proposed Collection; Comment Request2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04023Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04023.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04022.htmlNotice - Proposed Collection; Comment Request2017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04022Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04022.pdfhttps://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04014.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402017-03-02T00:00:00-08:002017-03-02T00:00:00-08:002017-04014Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04014.pdf