Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/27?limit=200&registers=between&mode=atom 2020-02-23T22:16:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03849.html Notice - Sunshine Act Meeting 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03849 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03849.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03805.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03805 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03805.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03803.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03803 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03803.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03802.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03802 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03802.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03800.html Notice - Self-Regulatory Organizations; NYSE National, Inc., Formerly National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03800 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03800.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03799.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03799 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03799.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03798.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund Under NYSE Arca Equities Rule 8.200 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03798 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03798.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03797.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03797 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03797.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03796.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03796 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03796.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03773.html Notice - Proposed Collection; Comment Request 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03773 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03773.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03772.html Notice - Submission for OMB Review; Comment Request 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03772 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03772.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03742.html Notice - Morgan Stanley ETF Trust, et al.; Notice of Application 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03742 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03742.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03741.html Notice - The RBB Fund, Inc. and Altair Advisers LLC; Notice of Application 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03741 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03741.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03731.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Charges and Rates of Return Applicable to Margin and Guaranty Fund Deposits 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03731 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03731.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03730.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03730 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03730.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03729.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 501, 507, 508, 510, and 511 of the Exchange 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03729 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03729.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03728.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03728 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03728.pdf https://regulations.justia.com/regulations/fedreg/2017/02/27/2017-03727.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations 2017-02-27T00:00:00-08:00 2017-02-27T00:00:00-08:00 2017-03727 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-27/pdf/2017-03727.pdf