<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/22?registers=between Wed, 01 May 2024 11:37:30 -0700 Wed, 01 May 2024 11:37:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/22?registers=between Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3 https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03461.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03461.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03461.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03460.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03460.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03460 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03460.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03425.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03425.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03425 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03425.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03424.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03424.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03424 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03424.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03423.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03423.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03423 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03423.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03422.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03422.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03422 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03422.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03421.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03421.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03421 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03421.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03401.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03401.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03401 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03401.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03400.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03400.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03400 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03400.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03399.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03399.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03399 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03399.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03398.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03398.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03398 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03398.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03395.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03395.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03395 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03395.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03394.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03394.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03394 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03394.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03393.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03393.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03393 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03393.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03392.html https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03392.html Wed, 22 Feb 2017 00:00:00 -0800 2017-03392 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03392.pdf