Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/22?limit=200&registers=between&mode=atom 2024-04-26T12:22:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03461.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03461.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03460.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7014 and 7018 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03460 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03460.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03425.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03425 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03425.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03424.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03424 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03424.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03423.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03423 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03423.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03422.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03422 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03422.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03421.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03421 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03421.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03401.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03401 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03401.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03400.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03400 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03400.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03399.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03399 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03399.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03398.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03398 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03398.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03395.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03395 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03395.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03394.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03394 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03394.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03393.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03393 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03393.pdf https://regulations.justia.com/regulations/fedreg/2017/02/22/2017-03392.html Notice - Proposed Collection; Comment Request 2017-02-22T00:00:00-08:00 2017-02-22T00:00:00-08:00 2017-03392 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-22/pdf/2017-03392.pdf