<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/16?registers=between Tue, 30 Apr 2024 17:32:32 -0700 Tue, 30 Apr 2024 17:32:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/16?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03122.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03122.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03122 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03122.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03111.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03111.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03111 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03111.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”) https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03110.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03110.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03110 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03110.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”) https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03109.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03109.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03109 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03109.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 98 https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03108.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03108.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03108 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03108.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc., Formerly National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, To Cease Trading on the Exchange's System as of February 1, 2017 https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03107.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03107.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03107 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03107.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. Adding NBBO Setter Tiers https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03106.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03106.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03106 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03106.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7026 https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03105.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03105.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03105 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03105.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchange Opening Process https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03104.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03104.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03104 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03104.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03103.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03103.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03103 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03103.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees as They Relate to the Equities Options Platform https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03102.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03102.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03102 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03102.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03101.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03101.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03101 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03101.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend the Supplementary Material to ISE Rule 1901 https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03100.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03100.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03100 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03100.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03099.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03099.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03099 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03099.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03098.html https://regulations.justia.com/regulations/fedreg/2017/02/16/2017-03098.html Thu, 16 Feb 2017 00:00:00 -0800 2017-03098 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-16/pdf/2017-03098.pdf