Securities and Exchange Commission February 15, 2017 – Federal Register Recent Federal Regulation Documents

Exemptions for Security-Based Swaps
Document Number: 2017-03121
Type: Rule
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as ``securities'' under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018.
Submission for OMB Review; Comment Request
Document Number: 2017-02976
Type: Notice
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-02975
Type: Notice
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-02974
Type: Notice
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
USAA Asset Management Company, et al.; Notice of Application
Document Number: 2017-02973
Type: Notice
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions