Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/02/06?limit=200®isters=between&mode=atom2024-05-09T04:17:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02413.htmlNotice - Order Regarding Review of FASB Accounting Support Fee for 2017 Under Section 109 of The Sarbanes-Oxley Act of 20022017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02413Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02413.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02379.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02379Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02379.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02378.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Open Outcry Priority and Allocation Requirements and Trade-Through Prohibitions2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02378Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02378.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02377.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 11.6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02377Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02377.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02376.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6.6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02376Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02376.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02375.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02375Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02375.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02374.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02374Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02374.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02373.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02373Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02373.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02372.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02372Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02372.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02361.htmlNotice - Golub Capital BDC, Inc., et al.; Notice of Application2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02361Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02361.pdfhttps://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02360.htmlNotice - Goldman, Sachs & Co.; Notice of Application2017-02-06T00:00:00-08:002017-02-06T00:00:00-08:002017-02360Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02360.pdf