Securities and Exchange Commission February 1, 2017 – Federal Register Recent Federal Regulation Documents

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Rules 147(f)(1)(iii) and 147A(f)(1)(iii) Written Representations as to Purchaser Residency

Document Number: 2017-02099

Type: Notice

Date: 2017-02-01

Agency: Securities and Exchange Commission, Agencies and Commissions, Office of the Secretary

The Securities and Exchange Commission (``Commission'') has submitted two sponsored information collection requests (``ICRs'') to the Office of Management and Budget (``OMB'') for review and clearance in accordance with the Paperwork Reduction Act of 1995 \1\ (``PRA''). The first title is: ``Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency.'' The second title is: ``Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency.'' OMB approval has been requested by April 20, 2017.

https://regulations.justia.com/regulations/fedreg/2017/02/01/2017-02099.html

Proposed Collection; Comment Request

Document Number: 2017-02098

Type: Notice

Date: 2017-02-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/01/2017-02098.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, To List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3)

Document Number: 2017-02089

Type: Notice

Date: 2017-02-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/01/2017-02089.html

Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS

Document Number: 2017-02088

Type: Notice

Date: 2017-02-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/01/2017-02088.html

StrongVest ETF Trust, et al.; Notice of Application

Document Number: 2017-02080

Type: Notice

Date: 2017-02-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/01/2017-02080.html