Securities and Exchange Commission January 2017 – Federal Register Recent Federal Regulation Documents

Results 101 - 127 of 127
Notice of Applications For Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2016-32041
Type: Notice
Date: 2017-01-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On September 30, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $5,159 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Date: The application was filed on October 18, 2016. Applicant's Address: 44 River Road, Suite A, Wayland, Massachusetts 01778.
Sunshine Act Meeting; Additional Item
Document Number: 2016-32048
Type: Notice
Date: 2017-01-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-32047
Type: Notice
Date: 2017-01-05
Agency: Securities and Exchange Commission, Agencies and Commissions
DFA Investment Dimensions Group Inc., et al.; Notice of Application
Document Number: 2016-31938
Type: Notice
Date: 2017-01-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Morgan Stanley ETF Trust, et al.; Notice of Application
Document Number: 2016-31860
Type: Notice
Date: 2017-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions