Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/01?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-22T23:38:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02079.html Notice - Sunshine Act Meeting 2017-01-31T00:00:00-08:00 2017-01-31T00:00:00-08:00 2017-02079 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02079.pdf https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02001.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility 2017-01-31T00:00:00-08:00 2017-01-31T00:00:00-08:00 2017-02001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02001.pdf https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02000.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order 2017-01-31T00:00:00-08:00 2017-01-31T00:00:00-08:00 2017-02000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02000.pdf https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01999.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-01-31T00:00:00-08:00 2017-01-31T00:00:00-08:00 2017-01999 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-01999.pdf https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01998.html Notice - Causeway ETMF Trust, et al.; Notice of Application 2017-01-31T00:00:00-08:00 2017-01-31T00:00:00-08:00 2017-01998 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-01998.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01836.html Notice - Submission for OMB Review; Comment Request 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01836 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01836.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01835.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert the Listing of the Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF and the SPDR DoubleLine Emerging Markets Fixed Income ETF, Both of Which Are a Series of the SSGA Active Trust, Pursuant to BZX Rule 14.11(i), Managed Fund Shares 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01835 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01835.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01834.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01834 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01834.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01833.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7023 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01833 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01833.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01832.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Gabelli All Cap NextShares of the Gabelli NextShares Trust 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01832 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01832.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01831.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01831 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01831.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01830.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01830 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01830.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01829.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01829 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01829.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01828.html Notice - Submission for OMB Review; Comment Request 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01828 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01828.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01827.html Notice - Submission for OMB Review; Comment Request 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01827 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01827.pdf https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01826.html Notice - Submission for OMB Review; Comment Request 2017-01-27T00:00:00-08:00 2017-01-27T00:00:00-08:00 2017-01826 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01826.pdf https://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01719.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Fees at Rule 7015(h) Assessed for VTE Terminal Connectivity 2017-01-26T00:00:00-08:00 2017-01-26T00:00:00-08:00 2017-01719 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01719.pdf https://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01718.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility) 2017-01-26T00:00:00-08:00 2017-01-26T00:00:00-08:00 2017-01718 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01718.pdf https://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01717.html Notice - Joint Industry Plan; Order Approving the Twelfth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2017-01-26T00:00:00-08:00 2017-01-26T00:00:00-08:00 2017-01717 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01717.pdf https://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01716.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To Implement a Change to the Methodology Used in the MBSD VaR Model 2017-01-26T00:00:00-08:00 2017-01-26T00:00:00-08:00 2017-01716 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01716.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01620.html Notice - Order Extending Certain Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps and Request for Comment 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01620 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01620.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01619.html Notice - Self-Regulatory Organizations; ISE Mercury LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01619 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01619.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01618.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01618 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01618.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01617.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01617 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01617.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01616.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01616 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01616.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01615.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01615 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01615.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01614.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules Related to the Automated Improvement Mechanism 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01614 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01614.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01613.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01613 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01613.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01612.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01612 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01612.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01611.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01611 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01611.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01610.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Make Permanent the Pilot Programs That Permit the Exchange to Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01610 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01610.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01609.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE MKT Rule 971.1NY and Make Permanent the Aspects of Customer Best Execution Auction That Are Subject to a Pilot 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01609 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01609.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01608.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01608 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01608.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01607.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01607 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01607.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01606.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01606 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01606.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01605.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01605.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01604.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01604 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01604.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01566.html Notice - Proposed Collection; Comment Request 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01566 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01566.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01467.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Order Granting Approval of Proposed Rule Change To Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and To Make Pilot Program Permanent 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01467 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01467.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01466.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01466.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01465.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01465.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01464.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees To Implement New Incentive 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01464.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01463.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01463.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01462.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01462 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01462.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01461.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program January 17, 2017 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01461.pdf https://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01460.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders 2017-01-24T00:00:00-08:00 2017-01-24T00:00:00-08:00 2017-01460 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01460.pdf https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01301.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 2017-01-23T00:00:00-08:00 2017-01-23T00:00:00-08:00 2017-01301 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01301.pdf https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01300.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules 2017-01-23T00:00:00-08:00 2017-01-23T00:00:00-08:00 2017-01300 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01300.pdf https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01299.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2017-01-23T00:00:00-08:00 2017-01-23T00:00:00-08:00 2017-01299 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01299.pdf https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01298.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2017-01-23T00:00:00-08:00 2017-01-23T00:00:00-08:00 2017-01298 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01298.pdf