Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/01/25?limit=200&registers=between&mode=atom 2021-01-20T22:39:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01620.html Notice - Order Extending Certain Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps and Request for Comment 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01620 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01620.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01619.html Notice - Self-Regulatory Organizations; ISE Mercury LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01619 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01619.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01618.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01618 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01618.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01617.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01617 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01617.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01616.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01616 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01616.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01615.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01615 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01615.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01614.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules Related to the Automated Improvement Mechanism 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01614 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01614.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01613.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01613 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01613.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01612.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01612 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01612.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01611.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01611 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01611.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01610.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Make Permanent the Pilot Programs That Permit the Exchange to Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01610 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01610.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01609.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE MKT Rule 971.1NY and Make Permanent the Aspects of Customer Best Execution Auction That Are Subject to a Pilot 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01609 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01609.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01608.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Rule 723 and To Make Pilot Program Permanent 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01608 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01608.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01607.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01607 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01607.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01606.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01606 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01606.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01605.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01605.pdf https://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01604.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-01-25T00:00:00-08:00 2017-01-25T00:00:00-08:00 2017-01604 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01604.pdf