<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/01/12?registers=between Tue, 30 Apr 2024 05:16:33 -0700 Tue, 30 Apr 2024 05:16:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/01/12?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00493.html https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00493.html Thu, 12 Jan 2017 00:00:00 -0800 2017-00493 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00493.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00492.html https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00492.html Thu, 12 Jan 2017 00:00:00 -0800 2017-00492 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00492.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change To Amend the ICE Clear Credit Clearing Rules, as Modified by Amendment No. 1, Relating to Default Management, Clearing House Recovery and Wind-Down https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00491.html https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00491.html Thu, 12 Jan 2017 00:00:00 -0800 2017-00491 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00491.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00490.html https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00490.html Thu, 12 Jan 2017 00:00:00 -0800 2017-00490 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00490.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00469.html https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00469.html Thu, 12 Jan 2017 00:00:00 -0800 2017-00469 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00469.pdf