Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017/01/10?limit=200&registers=between&mode=atom 2020-11-27T13:42:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00376.html Notice - Sunshine Act Meeting 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00376 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00376.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00227.html Notice - Hartford Funds Exchange-Traded Trust, et al.; Notice of Application] 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00227 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00227.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00226.html Notice - Krane Funds Advisors, LLC, et al.; 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00226 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00226.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00225.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00225 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00225.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00224.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules to Extend a Pilot Program 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00224 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00224.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00223.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Insurance and Retirement Processing Services 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00223 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00223.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00222.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00222 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00222.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00221.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00221 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00221.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00220.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating To Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00220 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00220.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00219.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving a Proposed Rule Change To Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00219 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00219.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00218.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00218 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00218.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00217.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00217 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00217.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00216.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”) 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00216 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00216.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00215.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Order Approving a Proposed Rule Change To Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00215 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00215.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00214.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services To Increase LCN and IP Network Fees and Add a Description of Access To Trading and Execution Services and Connectivity to Included Data Products 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00214 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00214.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00213.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00213 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00213.pdf https://regulations.justia.com/regulations/fedreg/2017/01/10/2017-00212.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products 2017-01-10T00:00:00-08:00 2017-01-10T00:00:00-08:00 2017-00212 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-10/pdf/2017-00212.pdf