Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-22T22:25:00-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31684.htmlNotice - Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC; Notice of Application2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31684Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31684.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31683.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.6002016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31683Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31683.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31682.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Fees for Historical Trade Data Accessed Through the FINRA ADDS Web Site2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31682Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31682.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31681.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees)2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31681Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31681.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31680.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.11, 7.31, and 7.342016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31680Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31680.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31679.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Shorten the Settlement Cycle From T+3 to T+22016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31679Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31679.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31678.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 19012016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31678Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31678.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31677.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Other Market Participant Transaction Fees2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31677Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31677.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31676.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc.2016-12-30T00:00:00-08:002016-12-30T00:00:00-08:002016-31676Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31492.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Retention of Jurisdiction Over Members and Persons Associated with Members Upon Termination, Revocation, or Cancellation of Membership or Association Thereof2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31492Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31492.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31491.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend the Opening Process2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31491Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31491.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc.2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31490Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31490.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31489.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31489Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31489.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31488.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31488Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31488.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31487.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc.2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31487Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31487.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31486.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31486Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31486.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31485.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31485Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31485.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31484.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31484Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31484.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31483.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc.2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31483Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31483.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31482.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31482Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31482.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31481.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31481Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31481.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31480.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31480Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31480.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31479.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31479Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31479.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31478.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31478Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31478.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31477.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit The Nasdaq Options Market LLC To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31477Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31477.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31476.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit BX To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31476Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31476.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31475.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Phlx To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31475Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31475.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31474.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”)2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31474Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31474.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31473.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”)2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31473Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31473.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31472.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31472Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31472.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31471.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products2016-12-29T00:00:00-08:002016-12-29T00:00:00-08:002016-31471Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31471.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31312.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of an Advance Notice To Implement a Change to the Methodology Used in the MBSD VaR Model2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31312.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31311.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That an Issuer of Securities Listed Under Chapter 16 Notify IEX About Certain Changes to the Index, Portfolio, or Reference Asset Underlying the Security2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31311.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31310.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31310.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31309.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31309.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31308.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+22016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31308.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31307.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 3220, Disruptive Quoting and Trading Activity Prohibited and Rule 12160, Expedited Suspension Proceeding2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31307.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31306.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Extend the Time Within Which a Member, Member Organization, an ATP Holder, an OTP Holder, or an OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration (“Form U5”) and Any Amendments Thereto2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31306Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31306.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31305.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Qualifying Tier Thresholds and Fees and Rebates2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31305Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31305.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31304.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D-Equities and the Listed Company Manual2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31304Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31304.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31303.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31303Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31303.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31302.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To (1) Change How Orders Would Be Processed When the Protected Best Bid (“PBB”) Is Higher Than the Protected Best Offer (“PBO”) (The “PBBO”) in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31302Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31302.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31301.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Trading License Fee for Calendar Year 20172016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31301.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31300.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (1) Change How Orders Would be Processed When the Protected Best Bid (“PBB”) Is Higher Than the Protected Best Offer (“PBO”) (The “PBBO”) in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31300.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31299.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D and the Listed Company Manual2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31299.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31298.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BZX Summary Depth and Amend Fees for BZX Depth2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31298.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31297.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection for Members Accessing PSX2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31297Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31297.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31290.htmlNotice - Transamerica Funds, et al.; Notice of Application2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31290Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31290.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31289.htmlNotice - Ares Capital Corporation, et al.; Notice of Application2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31289Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31289.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/28/2016-31288.htmlNotice - Virtus Alternative Solutions Trust, et al.; Notice of Application2016-12-28T00:00:00-08:002016-12-28T00:00:00-08:002016-31288Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-28/pdf/2016-31288.pdf