Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/30?limit=200&registers=between&mode=atom 2024-12-21T09:57:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31684.html Notice - Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC; Notice of Application 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31684 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31684.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31683.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.600 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31683.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31682.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Fees for Historical Trade Data Accessed Through the FINRA ADDS Web Site 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31682 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31682.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31681.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees) 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31681 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31681.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31680.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.11, 7.31, and 7.34 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31680 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31680.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31679.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Shorten the Settlement Cycle From T+3 to T+2 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31679 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31679.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31678.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31678 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31678.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31677.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Other Market Participant Transaction Fees 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31677 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31677.pdf https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31676.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc. 2016-12-30T00:00:00-08:00 2016-12-30T00:00:00-08:00 2016-31676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31676.pdf