<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/22?registers=between Mon, 06 May 2024 15:25:51 -0700 Mon, 06 May 2024 15:25:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/22?registers=between Notice - Euroclear Bank SA/NV; Order of the Commission Approving an Application To Modify an Existing Exemption From Clearing Agency Registration https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30853.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30853.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30853 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until June 30, 2017 https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30815.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30815.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30815 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30815.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats BYX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30796.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30796.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30796 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30796.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30795.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30795.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30795 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30795.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Approving Proposed Rule Change To Amend Phlx Rule 748, Supervision https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30794.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30794.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30794.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Adopt a Fee Cap Specific to Investment Management Entities and Their Eligible Portfolio Companies https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30793.html https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30793.html Thu, 22 Dec 2016 00:00:00 -0800 2016-30793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30793.pdf