Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/22?limit=200&registers=between&mode=atom 2022-01-20T10:09:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30853.html Notice - Euroclear Bank SA/NV; Order of the Commission Approving an Application To Modify an Existing Exemption From Clearing Agency Registration 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30853 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30853.pdf https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30815.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until June 30, 2017 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30815 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30815.pdf https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30796.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats BYX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30796 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30796.pdf https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30795.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30795 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30795.pdf https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30794.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Approving Proposed Rule Change To Amend Phlx Rule 748, Supervision 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30794.pdf https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30793.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Adopt a Fee Cap Specific to Investment Management Entities and Their Eligible Portfolio Companies 2016-12-22T00:00:00-08:00 2016-12-22T00:00:00-08:00 2016-30793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30793.pdf