Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/21?limit=200&registers=between&mode=atom 2024-12-21T17:32:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30814.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 2017 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30814 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30814.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30695.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30695 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30695.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30694.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30694 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30694.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30689.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4554 Reporting Requirements for Alternative Trading Systems 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30689 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30689.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30688.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30688 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30688.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30687.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30687 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30687.pdf https://regulations.justia.com/regulations/fedreg/2016/12/21/2016-30686.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products 2016-12-21T00:00:00-08:00 2016-12-21T00:00:00-08:00 2016-30686 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-21/pdf/2016-30686.pdf