<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/19?registers=between Sat, 27 Apr 2024 08:28:12 -0700 Sat, 27 Apr 2024 08:28:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/19?registers=between Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30394.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30394.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30394 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30394.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Open Outcry Priority and Allocation Requirements and Trade-Through Prohibitions https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30393.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30393.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30393 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30393.pdf Notice - Self-Regulatory Organizations; ISE Mercury LLC; Notice of Filing of Proposed Rule Change to Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30392.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30392.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30392 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30392.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Web Site Data Publication Requirements and Clarify Certain Data Reporting Obligations Related to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30391.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30391.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30391 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30391.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30390.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30390.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30390 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30390.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30389.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30389.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30389.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the MBSD Schedule of Charges Dealer Account Group https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30388.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30388.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30388 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30388.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30387.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30387.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30387 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30387.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30386.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30386.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30386 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30386.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30378.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30378.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30378 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30378.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30377.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30377.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30377 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30377.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30376.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30376.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30376 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30376.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30375.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30375.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30375 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30375.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30374.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30374.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30374 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30374.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30373.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30373.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30373 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30373.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30372.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30372.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30372 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30372.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30371.html https://regulations.justia.com/regulations/fedreg/2016/12/19/2016-30371.html Mon, 19 Dec 2016 00:00:00 -0800 2016-30371 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-19/pdf/2016-30371.pdf