Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/16?limit=200&registers=between&mode=atom 2025-03-14T01:12:10-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30259.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30259 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30259.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30258.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Make Permanent the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”) 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30258 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30258.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30257.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 723 and To Make Pilot Program Permanent 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30257 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30257.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30256.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Clearing Agency Investment Policy 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30256 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30256.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30255.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require Listed Companies To Publicly Disclose Compensation or Other Payments by Third Parties to Any Nominee for Director or Sitting Director in Connection With Their Candidacy for or Service on the Companies' Board of Directors 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30255 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30255.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30254.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. To Extend Through June 30, 2017, the Penny Pilot Program in Options Classes in Certain Issues 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30254 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30254.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30253.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30253 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30253.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30252.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30252 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30252.pdf https://regulations.justia.com/regulations/fedreg/2016/12/16/2016-30251.html Notice - Alpha Architect ETF Trust, et al.; Notice of Application 2016-12-16T00:00:00-08:00 2016-12-16T00:00:00-08:00 2016-30251 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-16/pdf/2016-30251.pdf