Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/14?limit=200®isters=between&mode=atom2024-04-19T06:26:13-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29940.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29940Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29940.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29939.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29939Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29939.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29938.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges Relating to the Listing and Annual Fees Applicable to Certain Structured Products2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29938Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29938.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29934.htmlNotice - Hartford Life Insurance Company, et al; Notice of Application2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29934Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29934.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29933.htmlNotice - Hartford Life Insurance Company, et al; Notice of Application2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29933Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29933.pdfhttps://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29932.htmlNotice - ALAIA Market Linked Trust and Beech Hill Securities, Inc.; Notice of Application2016-12-14T00:00:00-08:002016-12-14T00:00:00-08:002016-29932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29932.pdf