Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/14?limit=200&registers=between&mode=atom 2024-04-19T06:26:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29940.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29940 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29940.pdf https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29939.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29939 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29939.pdf https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29938.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges Relating to the Listing and Annual Fees Applicable to Certain Structured Products 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29938 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29938.pdf https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29934.html Notice - Hartford Life Insurance Company, et al; Notice of Application 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29934 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29934.pdf https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29933.html Notice - Hartford Life Insurance Company, et al; Notice of Application 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29933 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29933.pdf https://regulations.justia.com/regulations/fedreg/2016/12/14/2016-29932.html Notice - ALAIA Market Linked Trust and Beech Hill Securities, Inc.; Notice of Application 2016-12-14T00:00:00-08:00 2016-12-14T00:00:00-08:00 2016-29932 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-14/pdf/2016-29932.pdf