Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/09?limit=200&registers=between&mode=atom 2024-05-03T10:29:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29493.html Notice - Proposed Collection; Comment Request 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29493.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29467.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.40 To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29467 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29467.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29466.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29466 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29466.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29465.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.23, Auctions, To Amend How the Official Auction Prices Are Calculated and Add Additional Specificity Regarding the Handling of RHO Orders During an Opening Auction for a BZX Listed Security 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29465 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29465.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29464.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing Business Continuity and Disaster Recovery Planning 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29464 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29464.pdf https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29463.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and To Make Pilot Program Permanent 2016-12-09T00:00:00-08:00 2016-12-09T00:00:00-08:00 2016-29463 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29463.pdf