Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/05?limit=200&registers=between&mode=atom 2024-12-21T09:12:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29116.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29116 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29116.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29090.html Notice - Proposed Collection; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29090 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29090.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29089.html Notice - Proposed Collection; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29089.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29088.html Notice - Submission for OMB Review; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29088 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29088.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29087.html Notice - Submission for OMB Review; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29087 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29087.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29086.html Notice - Submission for OMB Review; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29086.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29085.html Notice - Proposed Collection; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29085.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29084.html Notice - Submission for OMB Review; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29084 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29084.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29083.html Notice - Proposed Collection; Comment Request 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29083.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29047.html Notice - In the Matter of Ajenifuja Investments, LLC, 5226 Klingle Street NW., Washington, DC 20016; Investment Advisers Act of 1940; Notice of Intention to Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29047 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29047.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29046.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29046.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29045.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Web Site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29045.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29044.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29044.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29043.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Investors Exchange, LLC as a Party Thereto 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29043.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29042.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29042 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29042.pdf https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29041.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 To Extend the Penny Pilot Program 2016-12-05T00:00:00-08:00 2016-12-05T00:00:00-08:00 2016-29041 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29041.pdf