Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/12/02?limit=200&registers=between&mode=atom 2024-12-21T18:19:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28937.html Notice - Joint Industry Plan; Notice of Filing of the Twelfth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28937.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28935.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28935 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28935.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28934.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.10, 11.14, and 11.21 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28934 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28934.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28933.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28933 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28933.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28932.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28932 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28932.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28931.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28931 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28931.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28930.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28930 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28930.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28929.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rule 6.53C 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28929.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28928.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28928 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28928.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28927.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.91NY 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28927 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28927.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28926.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.8, 11.14, and 11.22 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28926 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28926.pdf https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28925.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity 2016-12-02T00:00:00-08:00 2016-12-02T00:00:00-08:00 2016-28925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28925.pdf