Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/30?limit=200®isters=between&mode=atom2025-03-11T05:09:50-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28781.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.312016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28781Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28781.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28780.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 Relating to Pre-Opening Indications2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28780Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28780.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28779.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities Relating to Pre-Opening Indications2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28779Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28779.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28778.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28778Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28778.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28777.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.162016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28777Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28777.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28776.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Rules 11.9, 11.13, 11.16, 11.22, and 11.272016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28776Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28776.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28775.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Exchange Rules 11.13, 11.16, 11.22, and 11.272016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28775Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28775.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28774.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28774Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28774.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28773.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28773Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28773.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28771.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of “Off-the-Market Transactions,” and Make Other Changes2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28771Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28771.pdf