<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/28?registers=between Sat, 27 Apr 2024 17:31:52 -0700 Sat, 27 Apr 2024 17:31:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28642.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28642.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28642.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28461.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28461.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28461 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28461.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rules 7.1 and 7.2, and NYSE Arca Equities Rules 7.1 and 7.2 https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28460.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28460.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28460 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28460.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28459.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28459.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28459 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28459.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28458.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28458.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28458 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28458.pdf Notice - Order Granting Limited Exemption From Exchange Act Rule 15c2-11 to Certain Interdealer Quotation Systems Pursuant to Exchange Act Rule 15c2-11(h) https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28457.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28457.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28457 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28457.pdf Notice - In the Matter of the New York Stock Exchange LLC for an Order Granting the Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission; Order Scheduling Filing of Statements on Review https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28456.html https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28456.html Mon, 28 Nov 2016 00:00:00 -0800 2016-28456 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28456.pdf