Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/28?limit=200&registers=between&mode=atom 2024-04-27T21:28:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28642.html Notice - Sunshine Act Meeting 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28642.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28461.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28461 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28461.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28460.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rules 7.1 and 7.2, and NYSE Arca Equities Rules 7.1 and 7.2 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28460 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28460.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28459.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28459 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28459.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28458.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28458 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28458.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28457.html Notice - Order Granting Limited Exemption From Exchange Act Rule 15c2-11 to Certain Interdealer Quotation Systems Pursuant to Exchange Act Rule 15c2-11(h) 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28457 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28457.pdf https://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28456.html Notice - In the Matter of the New York Stock Exchange LLC for an Order Granting the Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission; Order Scheduling Filing of Statements on Review 2016-11-28T00:00:00-08:00 2016-11-28T00:00:00-08:00 2016-28456 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28456.pdf