Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/28?limit=200®isters=between&mode=atom2024-04-27T21:28:40-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28642.htmlNotice - Sunshine Act Meeting2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28642Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28642.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28461.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28461.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28460.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rules 7.1 and 7.2, and NYSE Arca Equities Rules 7.1 and 7.22016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28460.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28459.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28459.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28458.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28458Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28458.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28457.htmlNotice - Order Granting Limited Exemption From Exchange Act Rule 15c2-11 to Certain Interdealer Quotation Systems Pursuant to Exchange Act Rule 15c2-11(h)2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28457Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28457.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28456.htmlNotice - In the Matter of the New York Stock Exchange LLC for an Order Granting the Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission; Order Scheduling Filing of Statements on Review2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28456Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28456.pdf