<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/22?registers=between Tue, 30 Apr 2024 10:00:12 -0700 Tue, 30 Apr 2024 10:00:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/22?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28077.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28077.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28077 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28077.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limit Order Protection for Members Accessing the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28037.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28037.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28037 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28037.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limit Order Protection https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28036.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28036.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28036 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28036.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28035.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28035.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28035 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28035.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28034.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28034.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28034 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28034.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limit Order Protection https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28033.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28033.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28033 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28033.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Amend the ICE Clear Credit Clearing Rules https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28032.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28032.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28032 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28032.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Controversial and Technical Changes to Exchange Rules https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28031.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28031.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28031 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28031.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Approval of Proposed Rule Change To Delete Outdated or Unnecessary Rule Language in Phlx Rule 1020 https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28030.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28030.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28030 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28030.pdf Notice - Legg Mason ETF Equity Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28029.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28029.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28029 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28029.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28028.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28028.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28028.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28027.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28027.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28027 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28027.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28026.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28026.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28026 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28026.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 605 Market Maker Orders https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28025.html https://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28025.html Tue, 22 Nov 2016 00:00:00 -0800 2016-28025 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28025.pdf