<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/21?registers=between Sat, 21 Dec 2024 23:16:29 -0800 Sat, 21 Dec 2024 23:16:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/21?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Related to the Payment of a Credit by Execution Access, LLC Based on Volume Thresholds Met on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27897.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27897.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27897 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27897.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27896.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27896.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27896 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27896.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Opening of Series for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27895.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27895.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27895 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27895.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades To Lower the Enterprise Fee https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27894.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27894.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27894 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27894.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27893.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27893.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27893 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27893.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Supplemental Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27892.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27892.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27892 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27892.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Amend the Treatment of Quotes To Provide That All Quotes on BOX Are Liquidity Adding Only https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27891.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27891.html Mon, 21 Nov 2016 00:00:00 -0800 2016-27891 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27891.pdf Rule - Exemptions To Facilitate Intrastate and Regional Securities Offerings https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-26348.html https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-26348.html Mon, 21 Nov 2016 00:00:00 -0800 2016-26348 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-26348.pdf