Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/21?limit=200&registers=between&mode=atom 2024-12-21T23:20:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27897.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Related to the Payment of a Credit by Execution Access, LLC Based on Volume Thresholds Met on the NASDAQ Options Market 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27897 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27897.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27896.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27896 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27896.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27895.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Opening of Series for Trading on the Exchange 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27895 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27895.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27894.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades To Lower the Enterprise Fee 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27894 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27894.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27893.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27893 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27893.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27892.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Supplemental Competitive Liquidity Provider Program 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27892 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27892.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-27891.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Amend the Treatment of Quotes To Provide That All Quotes on BOX Are Liquidity Adding Only 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-27891 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-27891.pdf https://regulations.justia.com/regulations/fedreg/2016/11/21/2016-26348.html Rule - Exemptions To Facilitate Intrastate and Regional Securities Offerings 2016-11-21T00:00:00-08:00 2016-11-21T00:00:00-08:00 2016-26348 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-21/pdf/2016-26348.pdf