Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/15?limit=200&registers=between&mode=atom 2025-03-13T23:39:18-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27377.html Notice - Submission for OMB Review; Comment Request 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27377 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27377.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27375.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 and the Nasdaq Growth Program 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27375 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27375.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27374.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27374 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27374.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change in Connection With a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27373 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27373.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27372.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change in Connection With a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27372 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27372.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27371.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27371 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27371.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27370.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27370 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27370.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27369.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27369 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27369.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27368.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27368 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27368.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27367.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27367 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27367.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27366.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27366 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27366.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27365.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27365 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27365.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27364.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27364 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27364.pdf https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27363.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 5050 Series of Options Contracts Open for Trading To Provide for the Listing and Trading on the Exchange of RealDayTM 2016-11-15T00:00:00-08:00 2016-11-15T00:00:00-08:00 2016-27363 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27363.pdf