Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/14?limit=200&registers=between&mode=atom 2024-12-21T11:00:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27378.html Notice - Sunshine Act Meeting 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27378 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27378.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27265.html Notice - Equity Market Structure Advisory Committee 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27265 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27265.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27249.html Notice - The Boston Trust & Walden Funds, et al.; Notice of Application 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27249.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27248.html Notice - Proposed Collection; Comment Request 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27248 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27248.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27238.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27238 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27238.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27237.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Number of Non-Controversial and Technical Changes 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27237 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27237.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27236.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow DTC To Automate the Process for Participants To Submit Eligibility Requests for the DTC Custody Service 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27236 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27236.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27235.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Access and Routing Subsidy Program 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27235 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27235.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27234.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Approval of Proposed Rule Change To Delete or Amend Rule Language Relating to Specialists and Registered Options Traders 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27234 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27234.pdf https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27151.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9400 To Include a Cross-Reference 2016-11-14T00:00:00-08:00 2016-11-14T00:00:00-08:00 2016-27151 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27151.pdf