Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/10?limit=200&registers=between&mode=atom 2024-12-21T23:27:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27247.html Notice - Sunshine Act Meeting 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27247.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27155.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27155 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27155.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27154.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of “Off-the-Market Transactions,” and Make Other Changes 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27154 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27154.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27153.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price Protection Mechanisms and Risk Controls 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27153 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27153.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27152.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27152 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27152.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27150.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9400 To Include a Cross-Reference 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27150 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27150.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27149.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees Related to the MSRB Academic Historical Transaction Data Product 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27149 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27149.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27147.html Notice - Sunshine Act Meeting; Additional Item 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-27147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27147.pdf https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-26349.html Proposed Rule - Universal Proxy 2016-11-10T00:00:00-08:00 2016-11-10T00:00:00-08:00 2016-26349 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-26349.pdf