<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/10?registers=between Tue, 07 May 2024 13:27:04 -0700 Tue, 07 May 2024 13:27:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27247.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27247.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27247.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27155.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27155.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27155 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27155.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of “Off-the-Market Transactions,” and Make Other Changes https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27154.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27154.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27154 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27154.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price Protection Mechanisms and Risk Controls https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27153.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27153.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27153 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27153.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27152.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27152.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27152 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27152.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9400 To Include a Cross-Reference https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27150.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27150.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27150 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27150.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees Related to the MSRB Academic Historical Transaction Data Product https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27149.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27149.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27149 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27149.pdf Notice - Sunshine Act Meeting; Additional Item https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27147.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-27147.html Thu, 10 Nov 2016 00:00:00 -0800 2016-27147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-27147.pdf Proposed Rule - Universal Proxy https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-26349.html https://regulations.justia.com/regulations/fedreg/2016/11/10/2016-26349.html Thu, 10 Nov 2016 00:00:00 -0800 2016-26349 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-11-10/pdf/2016-26349.pdf