<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/03?registers=between Sat, 21 Dec 2024 17:31:47 -0800 Sat, 21 Dec 2024 17:31:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/11/03?registers=between Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 322, Disruptive Quoting and Trading Activity Prohibited and Exchange Rule 1018, Expedited Suspension Proceeding https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26514.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26514.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26514 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26514.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26513.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26513.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26513 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26513.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 21.12, Clearing Member Give Up https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26512.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26512.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26512 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26512.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Phlx Rule 748, Supervision https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26511.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26511.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26511 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26511.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26510.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26510.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26510 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26510.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7730 To Establish a Fee for the Academic Corporate Bond TRACE Data Product https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26509.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26509.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26509 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26509.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26508.html https://regulations.justia.com/regulations/fedreg/2016/11/03/2016-26508.html Thu, 03 Nov 2016 00:00:00 -0700 2016-26508 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-03/pdf/2016-26508.pdf