Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/31?limit=200&registers=between&mode=atom 2024-05-11T18:40:29-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26304.html Notice - Sunshine Act Meeting 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26304 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26304.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26139.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26139 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26139.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26138.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26138 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26138.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26137.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26137 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26137.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26136.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Non-Display Use Fees 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26136 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26136.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26135.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Professional Subscriber Device-Based Fees and Policies with Respect to Device-Based Fees 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26135 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26135.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26134.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.11, Routing to Away Trade Centers 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26134.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26133.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 11.11, Routing to Away Trading Centers 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26133 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26133.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26132.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.13, Order Execution and Routing 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26132 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26132.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26131.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.13, Order Execution and Routing 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26131.pdf