Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/27?limit=200&registers=between&mode=atom 2024-05-13T11:17:46-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25942.html Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25942 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25942.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25941.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Disapproving a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25941 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25941.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25940.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Opening and Closing Rotations Under the HOSS System 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25940 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25940.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25939.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497-Equities 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25939 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25939.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25938.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25938 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25938.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25937.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25937.pdf