Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/24?limit=200®isters=between&mode=atom2024-05-12T13:07:08-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25616.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70462016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25616Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25616.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25615.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Payment of a Credit by Execution Access, LLC Based on Volume Thresholds Met on the NASDAQ Options Market2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25615Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25615.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25604.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Reporting of Transactions in U.S. Treasury Securities to TRACE2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25604Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25604.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25577.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Tenth Amended and Restated Operating Agreement of the Exchange2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25577.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25576.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Ninth Amended and Restated Operating Agreement of the Exchange2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25576Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25576.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25575.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.7002016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25575Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25575.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25574.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to SPX Combo Orders2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25574Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25574.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25573.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 6A-Equities and NYSE MKT Rule 6-Equities2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25573.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25572.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility)2016-10-24T00:00:00-07:002016-10-24T00:00:00-07:002016-25572Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25572.pdf