Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/18?limit=200&registers=between&mode=atom 2024-05-12T02:21:33-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25089.html Notice - Proposed Collection; Comment Request 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25089.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25088.html Notice - Submission for OMB Review; Comment Request 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25088 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25088.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25087.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25087 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25087.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25086.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Delete or Amend Rule Language Relating to Specialists and Registered Options Traders 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25086.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25085.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25085.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25083.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25083.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25082.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25082 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25082.pdf