Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/17?limit=200&registers=between&mode=atom 2024-05-04T05:58:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24983.html Notice - Investment Company Act of 1940 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24983 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24983.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24982.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24982 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24982.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24981.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Remove Definitions and Trading Rules That Are No Longer Operative After the Completed Full Migration of All Symbols to the Pillar Trading Platform 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24981 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24981.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24980.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Pricing Schedule at Section IV, Part B titled “Flex Transaction Fees” 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24980 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24980.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24979.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Continued Listing Requirements for Exchange-Traded Products 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24979 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24979.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24978.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Exchange-Traded Managed Funds 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24978 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24978.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24977.html Notice - Submission for OMB Review; Comment Request 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24977 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24977.pdf