Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/14?limit=200®isters=between&mode=atom2024-05-11T21:28:43-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24988.htmlNotice - Sunshine Act Meeting; Additional Item2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24988.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24842.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Partial Amendment Nos. 1 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24842Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24842.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24841.htmlNotice - Destra Capital Advisors LLC, et al.; Notice of Application2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24841Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24841.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24840.htmlNotice - The Bank of New York Mellon Trust Company, National Association and The Bank of New York Mellon; Notice of Application2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24840Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24840.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24839.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24839Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24839.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24838.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24838Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24838.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24837.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Adopt New Rules To Govern the Trading of Complex Orders2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24837Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24837.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24836.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Delete Outdated or Unnecessary Rule Language2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24836Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24836.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24835.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24835Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24835.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24834.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-10-14T00:00:00-07:002016-10-14T00:00:00-07:002016-24834Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24834.pdf