Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/14?limit=200&registers=between&mode=atom 2024-05-11T21:28:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24988.html Notice - Sunshine Act Meeting; Additional Item 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24988 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24988.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24842.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Partial Amendment Nos. 1 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24842 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24842.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24841.html Notice - Destra Capital Advisors LLC, et al.; Notice of Application 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24841 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24841.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24840.html Notice - The Bank of New York Mellon Trust Company, National Association and The Bank of New York Mellon; Notice of Application 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24840 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24840.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24839.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24839 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24839.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24838.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24838.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24837.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Adopt New Rules To Govern the Trading of Complex Orders 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24837 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24837.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24836.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Delete Outdated or Unnecessary Rule Language 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24836 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24836.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24835.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24835 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24835.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24834.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24834.pdf