Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/11?limit=200®isters=between&mode=atom2024-03-28T22:59:08-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24499.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24499Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24499.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24428.htmlNotice - Terra Income Fund 6, Inc., et al.; Notice of Application2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24428Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24428.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24427.htmlNotice - Investment Company Act of 1940; Release No. 32302/October 4, 20162016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24427Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24427.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24426.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc.2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24426Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24426.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24425.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24425Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24425.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24424.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24424Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24424.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24423.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt Participant Fees on the BOX Market LLC (“BOX”) Options Facility2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24423Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24423.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24422.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial Amendments to Its Rules2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24422Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24422.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24421.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Tick Size Pilot Program and To Describe Related Changes to IEX System Functionality2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24421Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24421.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24420.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70462016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24420Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24420.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24419.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.16P2016-10-11T00:00:00-07:002016-10-11T00:00:00-07:002016-24419Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24419.pdf