Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/11?limit=200&registers=between&mode=atom 2022-01-17T02:05:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24499.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24499.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24428.html Notice - Terra Income Fund 6, Inc., et al.; Notice of Application 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24428 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24428.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24427.html Notice - Investment Company Act of 1940; Release No. 32302/October 4, 2016 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24427 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24427.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24426.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc. 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24426.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24425.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24425 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24425.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24424.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24424 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24424.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24423.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt Participant Fees on the BOX Market LLC (“BOX”) Options Facility 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24423 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24423.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24422.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial Amendments to Its Rules 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24422 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24422.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24421.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Tick Size Pilot Program and To Describe Related Changes to IEX System Functionality 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24421 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24421.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24420.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24420 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24420.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24419.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.16P 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24419 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24419.pdf