Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10/03?limit=200®isters=between&mode=atom2024-05-04T04:46:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23910.htmlNotice - Sunshine Act Meeting2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23910.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23762.htmlNotice - Proposed Collection; Comment Request2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23762Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23762.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23761.htmlNotice - Proposed Collection; Comment Request2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23761Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23761.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23760.htmlNotice - Proposed Collection; Comment Request2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23760Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23760.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23759.htmlNotice - Foreside ETF Trust, et al.; Notice of Application2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23759Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23759.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23758.htmlNotice - Submission for OMB Review; Comment Request2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23758Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23758.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23755.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Nonstandard Expirations Pilot Program To Permit New Series To Be Added Up to and Including on the Expiration Date2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23755Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23755.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23754.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23754Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23754.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23753.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish Certain End User Fees, Amend the Definition of Affiliate, and Amend the Co-Location Section of the Fee Schedule To Reflect the Changes2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23753Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23753.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23752.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23752Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23752.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23751.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23751Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23751.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23750.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23750Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23750.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23749.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Treatment of Quotes To Provide That All Quotes on BOX Are Liquidity Adding Only2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23749Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23749.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23748.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Optional Risk Management Controls2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23748Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23748.pdfhttps://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23747.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Application for Registration as a Clearing Agency and Request for Exemptive Relief2016-10-03T00:00:00-07:002016-10-03T00:00:00-07:002016-23747Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23747.pdf