Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/30?limit=200&registers=between&mode=atom 2024-12-04T18:04:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23615.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23615.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23611.html Notice - SerenityShares Investments LLC, et al.; Notice of Application 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23611 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23611.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23610.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23610 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23610.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23609.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23609 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23609.pdf https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23562.html Rule - Adoption of Updated EDGAR Filer Manual 2016-09-30T00:00:00-07:00 2016-09-30T00:00:00-07:00 2016-23562 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23562.pdf