Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/29?limit=200&registers=between&mode=atom 2021-09-19T07:29:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23697.html Notice - Sunshine Act Meeting 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23697.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23696.html Notice - Order of Suspension of Trading; i n the Matter of Accel Brands, Inc. 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23696 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23696.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23499.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to TRACE Reporting and Dissemination of CMO Transactions 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23499.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23498.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity and Allow the Exchange To Take Prompt Action 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23498 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23498.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23497.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23497 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23497.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23496.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5735 To Adopt Generic Listing Standards for Managed Fund Shares 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23496 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23496.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23495.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Amending Exchange Rule 49 Regarding the Exchange's: (1) Emergency Powers; (2) Disaster Recovery Plans; and (3) Backup Systems and Mandatory Testing 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23495 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23495.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23494.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Amending Exchange Rule 49 Regarding the Exchange's: (1) Emergency Powers; (2) Disaster Recovery Plans; and (3) Backup Systems and Mandatory Testing 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23494 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23494.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23493.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Rule 3.6A 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23493.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23491.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Tenth Amended and Restated Operating Agreement of the New York Stock Exchange LLC 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23491 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23491.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23490.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq's Fees at Rule 7014(f) 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23490 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23490.pdf https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23489.html Proposed Rule - Extension of Comment Period for Disclosure Update and Simplification 2016-09-29T00:00:00-07:00 2016-09-29T00:00:00-07:00 2016-23489 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23489.pdf