Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/28?limit=200&registers=between&mode=atom 2024-12-04T18:01:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23561.html Notice - Order of Suspension of Trading 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23561 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23561.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23324.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX Rules 4702 and 4703 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23324 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23324.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23323.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rules 4702 and 4703 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23323.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23322.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23322.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23225.html Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to FINRA Rule 2030 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23225 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23225.pdf https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23224.html Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to MSRB Rule G-37 2016-09-28T00:00:00-07:00 2016-09-28T00:00:00-07:00 2016-23224 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23224.pdf