<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/22?registers=between Wed, 04 Dec 2024 17:45:19 -0800 Wed, 04 Dec 2024 17:45:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/22?registers=between Notice - Northern Lights Fund Trust and Dearborn Capital Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22793.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22793.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22793.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22792.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22792.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22792.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35P (Auctions) Regarding Indicative Match Price https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22791.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22791.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22791 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22791.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22790.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22790.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22790 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22790.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2 https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22789.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22789.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22789 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22789.pdf