<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/21?registers=between Wed, 04 Dec 2024 18:00:42 -0800 Wed, 04 Dec 2024 18:00:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/21?registers=between Notice - Sunshine Act Meeting; Additional Item https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22906.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22906.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22906.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending NYSE Rule 6A To Exclude the Physical Area Within Fully Enclosed Telephone Booths Located in 18 Broad Street From the Definition of Trading Floor https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22730.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22730.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22730 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22730.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 as FINRA Rule 2211 (Communications With the Public About Variable Life Insurance and Variable Annuities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22729.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22729.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22729 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22729.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22657.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22657.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22657 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22657.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22656.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22656.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22656 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22656.pdf