<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/20?registers=between Sun, 28 Apr 2024 10:41:34 -0700 Sun, 28 Apr 2024 10:41:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/20?registers=between Notice - In the Matter of All Energy Corp., and As Seen On TV, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22731 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22731.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22625 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22625.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to BZX Rule 14.1(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22624 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22624.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Model Description Document and the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22623 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22623.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22563 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22563.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22562 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22562.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22543.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22543.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22543 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22543.pdf Notice - Global X Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22542.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22542.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22542 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22542.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22541.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22541.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22541 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22541.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws Title https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22540.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22540.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22540 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22540.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22539.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22539.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22539 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22539.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22538.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22538.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22538 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22538.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22537.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22537.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22537 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22537.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22536.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22536.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22536 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22536.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22535.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22535.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22535 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22535.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22534.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22534.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22534.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Options Clearing Corporation's Escrow Deposit Program https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22533.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22533.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22533.pdf