Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/19?limit=200®isters=between&mode=atom2024-12-04T17:38:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22659.htmlNotice - Sunshine Act Meeting2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22659Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22659.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22427.htmlNotice - AB Private Credit Investors Corporation, et al.; Notice of Application2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22427Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22427.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22426.htmlNotice - OFS Capital Corporation, et al.; Notice of Application2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22426Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22426.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22424.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 6.61(a)(2) and (3) Until September 30, 20162016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22424Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22424.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22423.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Change the Liquidity Fee and Credit Structure for PIP and COPIP Transactions2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22423Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22423.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22422.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3) Until September 30, 20162016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22422Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22422.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22421.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Change the Fees and Credits for Facilitation and Solicitation Transactions2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22421Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22421.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22420.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Specify That All Complex Order Transactions Executed Through the Exchange's Auction Mechanisms Will Be Subject to Section I (Exchange Fees) and II (Liquidity Fees and Credits)2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22420Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22420.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22419.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the MSRB Academic Historical Transaction Data Product2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22419Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22419.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22418.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending FINRA Rules 2210 (Communications With the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools), as Modified by Partial Amendment No. 12016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22418Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22418.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22417.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.340 To Modify Certain Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22417Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22417.pdfhttps://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22416.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options2016-09-19T00:00:00-07:002016-09-19T00:00:00-07:002016-22416Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22416.pdf